February 20, 2026
Why No Syndicates in Private Capital Markets? Is It as Simple as Greedy Bankers?
In the high-stakes world of capital raising, public markets operate like a well-oiled machine: vast sums are mobilized through lead bankers and sprawling syndicates, ensuring deals cross the finish line.
Latest posts
September 30, 2025
Stablecoins, the GENIUS Act, and the Future of Payments
Stablecoins began as an interesting innovation in the crypto world to offer a “stable investment” or safe haven in volatile markets. But with regulatory pressure from the GENIUS Act, the survival of stablecoin issuers hinges on their becoming payment rails rather than speculative vehicles. The GENIUS Act (Guiding and Establishing National Innovation for U.S. Stablecoins) […]
Blockchain, Broker Dealer, Broker-dealers, chain
September 25, 2025
Tokenization of Public Securities: Did Nasdaq Just Rewrite the Game?
Nasdaq has announced that by January 1, 2026, all public securities will be tokenized. While that one move could reshape the global capital markets, the impact will be felt very differently depending on who you are. Will casual U.S. retail investors who already trade commission-free and see instant fills even notice? Will sophisticated retail traders […]
Capital Markets, FINRA, Investors, Private capital markets, Regulation, SEC
August 28, 2025
Funding Futures: A Guide for Platform Pioneers
1. Introduction: The New Frontier of Online Capital Formation Platforms Have you ever thought about how crazy it is that we can now invest in things like art, music, and even real estate without needing millions in the bank? It used to be that raising capital was only for big corporations and ultra-wealthy investors. But […]
Capital Raising, Compliance, Regulation, SEC
August 20, 2025
Transforming Real Estate Capital Raising: A White-Label End-to-End Solution for Sponsors
In today’s increasingly digital investment landscape, real estate sponsors—whether focused on residential or commercial assets—need more than just capital. They need technology, compliance, and investor engagement tools that elevate their brand while simplifying operations. Kore provides exactly that: a fully white-labeled, SEC-compliant, end-to-end solution built specifically for real estate sponsors to manage their capital raises […]
Capital Markets, Capital Raising, Compliance, Digital Securities, Investors, Issuers, KoreIssuance, KorePlatforms, KoreToken, KoreTransfer, Online Capital Formation, Online investing, Private capital markets, Regulation, SEC, Secondary Markets, Security Token
July 16, 2025
Crypto Mom says must by 100% SEC Compliant!!!
On July 9, 2025, SEC Commissioner Hester M. Peirce, affectionately known as “Crypto Mom,” released a statement titled “Enchanting, but Not Magical: A Statement on the Tokenization of Securities.” In it, she reminded the crypto and private markets that while tokenization is innovative, it doesn’t magically exempt anyone from existing federal securities laws. Highlights from […]
FINRA, KORE, KoreToken, Regulation, SEC, Security Token
June 17, 2025
RegA+ Red Flags: What Every Investor Must Watch For
By Oscar A. Jofre Global leader in private capital markets, architect of 100% compliant infrastructure, and unwavering advocate for investor protection. Raising capital under Regulation A+ is no longer a novelty or startup side hustle. With the ceiling now set at $75 million, Reg A+ has entered a new era—one that demands maturity, structure, and […]
Blockchain, Broker-dealers, Capital Raising, Crowdfunding, Ecosystem, FINRA, Investors, KORE, Online Capital Formation, Online investing, SEC
May 20, 2025
A New Era at the SEC: Chairman Paul S. Atkins Outlines His Vision for the Future
On May 20, 2025, Paul S. Atkins, the newly appointed Chairman of the U.S. Securities and Exchange Commission (SEC), addressed the House Appropriations Subcommittee on Financial Services and General Government. Just 20 days into his tenure, Chairman Atkins laid out a bold and focused vision for the agency. Drawing on decades of experience in public […]
Blockchain, Compliance, FINRA, KORE, SEC
May 5, 2025
Regulatory Pathways: Broker-Dealers Unlocking the JOBS Act for Private Markets Online
Did you know the JOBS Act has reshaped how broker-dealers and issuers connect with investors in the private markets? The JOBS Act not only democratized access to capital but also positioned broker-dealers as critical players in the evolving landscape of private markets. By leveraging pathways like Regulation Crowdfunding (RegCF), Regulation D (RegD), and Regulation A+ […]
Capital Markets, Capital Raising, Compliance, Ecosystem, FINRA, KORE
April 23, 2025
How Regulation CF (RegCF), RegA+, and RegD Are Powering the Alternative Investment Boom
By Oscar A. Jofre Over the past decade, we have witnessed a fundamental transformation in the private capital markets, driven by regulatory changes introduced through the JOBS Act. This has resulted in a booming alternative investment market that provides more opportunities for companies and investors alike. In less than five years, over $150 billion has […]
Blockchain, Capital Raising, Compliance, Regulation, SEC
April 16, 2025
How Broker-Dealers Can Facilitate Compliant Alternative Investment Offerings
The private capital markets have experienced unprecedented growth, driven largely by regulatory changes introduced through the JOBS Act. Over the last five years, more than $150 billion has been raised through these exemptions, with FINRA-registered broker-dealers playing a crucial role in ensuring compliance, investor protection, and deal execution. As the alternative investment (Alts) space continues […]
Broker Dealer, Broker-dealers, Capital Markets, Capital Raising, FINRA, KORE, Online Capital Formation, Private capital markets
March 25, 2025
SEC Declares Meme Coins Outside Its Jurisdiction: A Turning Point for Cryptocurrency Regulation?
On February 27, 2025, the U.S. Securities and Exchange Commission (SEC) made a significant announcement that has reverberated across the cryptocurrency ecosystem: meme coins, or cryptocurrencies inspired by internet memes and viral trends, are not considered securities. This ruling has sparked questions within the world of securities regulation and sparked new debates about the role […]
Compliance, Regulation, SEC
March 11, 2025
Private Capital Markets & Alts
Alternative investments (Alts) have become synonymous with the evolution of private capital markets. What was once a fragmented sector of private equity, venture capital, and real estate is now undergoing a technological transformation powered by blockchain, AI, and digital securities. The JOBS Act laid the foundation for this shift by opening new capital-raising avenues through […]
Blockchain, Compliance, Regulation, SEC
March 6, 2025
Broker-Dealers + Tokenization = Online Capital Formation
Have you ever wondered how tokenization is transforming the role of broker-dealers in private markets? When we talk about tokenization in the context of private markets, we’re specifically referring to tokenized securities. These are digital representations of ownership in assets like equity, debt, or other financial instruments, governed by securities regulations. Tokenized securities are issued […]
Blockchain, Capital Raising
March 3, 2025
Change is Coming: What Do We Really Need?
By Marty Tate In the week following the 2024 Presidential Election, I received a number of calls from clients asking what this to expect. The internet was a firestorm of speculation and rumors, including the possibility of the new administration dismantling the SEC. As a securities lawyer with over 25 years of experience and having […]
Blockchain, Capital Markets, Regulation, SEC
February 11, 2025
The Wheels of Regulation Go ‘Round and ‘Round
by Dr. David E. McClean CEO, The DMA Consulting Group MAIN is interested in regulation. Good regulation. Regulation that serves the public interest as well as the interests of the industry, without undue burdens. As you may have gathered from news reports, there is a lot going on in the area of regulation – or […]
Capital Markets, Compliance, Regulation, SEC
January 2, 2025
The Evolution of Online Capital Formation: Insights from Oscar A. Jofre
The journey of Online Capital Formation (OCF) since the signing of the JOBS Act in 2012 represents a seismic shift in democratizing access to capital markets. Initially known as “crowdfunding,” this framework has evolved into a sophisticated ecosystem that accommodates a diverse array of investor types—retail, accredited, institutional, venture capital, governments, strategic investors, and private […]
Broker Dealer, Broker-dealers, Capital Markets, Capital Raising, Compliance, Ecosystem, FINRA
May 1, 2024
3 Pitch Deck Secrets for Startups
A well-crafted pitch deck for startups is a cornerstone of successful fundraising, acting as your company’s first impression and primary tool for communicating its value and vision. So we can say that the pitch deck is one of the keys to unlock a startup’s potential. It’s often the first impression you make on investors, and […]
Crowdfunding, Issuers, KoreConX
April 24, 2024
Fintechs: Supercharging the Fundraising Landscape
In recent years, the intersection of technology and finance has reshaped numerous industries, with one of the most significant transformations observed in the fundraising ecosystem. Financial technology, or fintech, companies are not merely participating in this arena; they are leading a revolution, supercharging the processes and efficiencies of raising capital. This dynamic shift, driven largely […]
Fintech, Issuers
January 10, 2024
RegD SEC Reporting Obligations
RegD SEC reporting obligations is a theme that causes a lot of doubts, even concerns, among people who are thinking about raising capital. The compliance details required by Securities and Exchange Commission (SEC) have a lot of particularities, which demands attention of all potential issuers. Regulation D (Reg D) offerings are exempt from the full […]
Capital Raising, Compliance, Regulation, SEC
January 2, 2024
Online Capital Formation for Private Companies
In the fast-paced private company landscape, understanding Online Capital Formation dynamics is not just a strategic advantage – it’s imperative. As we commemorate the twelfth anniversary of the JOBS Act in 2024, it’s evident that evolving capital-raising regulations have paved the way for a transformative approach to business financing. In this ever-changing scenario, everyone in […]
Capital Markets, Crowdfunding, Digital Securities, KoreConX, Online Capital Formation