February 20, 2026
Why No Syndicates in Private Capital Markets? Is It as Simple as Greedy Bankers?
In the high-stakes world of capital raising, public markets operate like a well-oiled machine: vast sums are mobilized through lead bankers and sprawling syndicates, ensuring deals cross the finish line.
Latest posts
July 11, 2023
Communications and publicity by issuers prior to and during a Regulation CF (RegCF) Offering
In the world of finance, “Communications and publicity by issuers” plays a critical role, especially when it comes to crowdfunding campaigns. The way issuers communicate about their securities offerings is tightly regulated by the SEC to ensure transparency and fairness. These regulations aim to prevent market manipulation and ensure that all potential investors have equal […]
Capital Markets, Capital Raising, Crowdfunding, FINRA, KoreConX, SEC
May 22, 2023
What is a CIK Number?
Recently, we received a question from an issuer who asked what a CIK number is. If you have ever filed a form with the Securities and Exchange Commission (SEC), you have probably come across the term Central Index Key (CIK). The CIK number is a unique identifier used by the SEC’s computer systems to distinguish […]
Compliance, Regulation, SEC
May 12, 2023
Veni, Vidi, Verify
More than two millennia ago, Julius Caesar said the famous phrase, “Veni, Vidi, Vici”, triumphant in battle. This translates to, “I came, I saw, I conquered.” While the Roman Empire has long since fallen, these powerful words continue to ring true today – only in a different context. When it comes to investment opportunities, there […]
Capital Markets, Capital Raising, Compliance, Regulation
May 10, 2023
What is Phishing?
No one thinks they’ll fall victim to a cybercrime, but in reality, you’ve likely come across a suspicious email that could be trying to steal login credentials, financial information, or your identity or install dangerous computer viruses. Maybe you’ve received an email that claims to be from Netflix or Amazon, requesting your password, account email, […]
Capital Markets, Capital Raising, Regulation
May 1, 2023
What is an Escrow Provider?
If you’ve bought a home, you’ve likely heard the term escrow. In the homebuying process, escrow can be used to hold a good faith deposit while the contract is being finalized. It can also be used after the home is purchased to pay for property taxes, homeowners insurance, or mortgage insurance. In these instances, money […]
Capital Markets, Capital Raising, Compliance, Regulation
April 10, 2023
5 Things You Need to Know About Transfer Agents
When a company issues securities, it is vital to keep the official record of ownership and distribution accurate and up-to-date at all times. This process is managed by transfer agents who in addition to assuming responsibility for maintaining accurate records of security transactions, can also handle shareholder inquiries, distribute shareholder materials, and more. In this […]
Capital Markets, Capital Raising, Compliance, Regulation
March 27, 2023
5 Tips for Frictionless Capital Raising
Raising capital can be a tricky process. Fortunately, with the JOBS Act and its exemptions from SEC registration under RegA+, RegCF, or RegD, entrepreneurs can now access capital raising 24/7/365. Here are five tips to help you make the most of this opportunity and enjoy frictionless capital raising. Use Mobile Apps for Online Investments Mobile […]
Capital Raising, Compliance, Regulation, SEC
February 22, 2023
The Origins of Blockchain
It’s been a little over a decade since Blockchain technology was first introduced, but it’s already revolutionizing the way we do business. By eliminating the need for a central authority in transactions, Blockchain enables secure and tamper-proof data exchanges between parties. This has allowed companies to improve productivity, reduce costs, and ensure accuracy in payments […]
Blockchain, Capital Markets
February 13, 2023
What is Tokenization in Real Estate?
Real estate tokenization is a new way of dividing property ownership rights using blockchain technology and digital tokens. Tokenization enables fractional real estate ownership, owning just part of a property without having to buy the entire asset. This makes such investments accessible to people without the resources to buy an entire property. So how does […]
Blockchain, Capital Markets, Capital Raising
January 25, 2023
What is Rule 145?
The Securities Act, passed in 1933, was created to protect investors following the stock market crash in 1929. It offers protection by ensuring more transparency and creating laws against fraud in the capital market. The Securities Act also requires companies to be registered with the SEC to sell securities to investors. At the same time, […]
Compliance, Regulation, SEC
January 23, 2023
Why Is Blockchain Technology Popular?
Global spending on blockchain solutions is estimated to have reached $11.7 billion by the end of 2022, and the industry is expected to be worth over $163 billion by 2029. There are several reasons for this growth in popularity. Some of this popularity is the adoption of a trendy new buzzword. And, for some applications, […]
Blockchain
January 11, 2023
The Relationship Between Cryptocurrency and Blockchain
The relationship between blockchain and cryptocurrency has been an area of increasing interest over the past few years. For those looking to use cryptocurrency or blockchain technology to transfer, store, and track data, understanding the differences between the two technologies is essential. Though they are related in many ways, blockchain and cryptocurrency should not be […]
Blockchain
December 14, 2022
Online Capital Formation And Why You Have To Understand It
The JOBS Act reached its tenth anniversary in 2022. We celebrated the date with the launch of our Podcast, KoreTalkX, recently mentioned by Spotify as in the top 10% of the most shared shows globally. But the regulations that brought a lot of novelties to the capital raising process still face some misconceptions. Especially regarding […]
Capital Markets, Capital Raising, Crowdfunding, Online Capital Formation, Regulation
December 7, 2022
Real Estate Revolution: Democratization Through Tokens
The real estate market has seen a substantial uptick in value, with more and more people looking to invest in this asset class. However, the high barrier to entry – requiring significant capital – has traditionally limited participation to only those with deep pockets. But with tokenization and the blockchain technology that supports it, anyone […]
Blockchain, Capital Markets, Capital Raising, KoreConX
November 30, 2022
What are the Differences Between Regulations A, CF, D, and S?
When it comes to raising capital, there are various ways you can raise money from investors. And while they all have their own specific compliance requirements, they all share one common goal: to protect investors while still providing them with opportunities to invest in private companies. Let’s look at the four most popular types of […]
Capital Raising, Regulation, SEC
November 21, 2022
Genesis Global Trading Suspends Lending Services
Oscar Jofre joined FintechTV to talk about the Genesis Global Trading lending arm. Genesis Global Trading is a top investment bank in the crypto world. They offer services such as trading and custody. Recently, Genesis had to temporarily suspend redemptions and new loan originations due to FTX’s collapse.
Blockchain, Digital Securities
November 16, 2022
Selling Shareholders for RegA+
For many investors in the private market, one of the risks they face is the lack of a liquid market for selling shares. Through a Reg A+ offering, however, accredited investors who purchased securities during a Reg D or Series A raise can sell a portion of their holdings, creating a powerful buy incentive. The […]
Capital Raising, Regulation
November 14, 2022
Celebrity Endorsements of Investment Opportunities
When it comes to investing, celebrities are just like the rest of us. They need to do their research before putting their money into anything. Unfortunately, many stars have fallen victim to investment schemes in the past without doing the proper due diligence. However, an issue that is becoming even more prevalent is celebrities who […]
Compliance, Regulation, SEC
October 28, 2022
KoreClient Spotlight: Tech Chain Software
The trucking industry in the United States is a vital part of the economy, responsible for transporting trillions of dollars worth of goods each year. However, it is also an industry that has been plagued by inefficiencies and low productivity for many years. This is where Tech Chain Software and their ResQ TRX app come […]
KoreConX, Regulation
October 26, 2022
What is the Role of FINRA?
When it comes to investment, there are a lot of things to think about. You want to make sure that you’re making smart decisions with your money, and that you’re not being taken advantage of. That’s where the Financial Industry Regulatory Authority (FINRA) comes in. FINRA is an independent regulator for securities firms, and its […]
Capital Markets, Capital Raising, Compliance, Regulation, SEC