February 20, 2026
Why No Syndicates in Private Capital Markets? Is It as Simple as Greedy Bankers?
In the high-stakes world of capital raising, public markets operate like a well-oiled machine: vast sums are mobilized through lead bankers and sprawling syndicates, ensuring deals cross the finish line.
Latest posts
August 9, 2021
Why are Background Checks Important?
Money laundering is a global issue, with the United Nations estimating that between $800 billion and $2 Trillion are laundered each year, with 90% of this estimation remaining undetected. Money laundering is the act of taking money obtained through illegal activities and then introducing it into the system to legitimize or clean it and then make […]
Broker Dealer, Capital Markets, Compliance, FINRA, Legal, Regulation, SEC
July 28, 2021
What is OrgTech?
Technology is a broader term than we are used to thinking of it. Generally, we think of it as the advanced computing power that we have in our pockets or the systems we build to automate large-scale data or information protection. However, in reality, it is a simpler term. Technology is simply the application of […]
Blockchain, Fintech
July 28, 2021
What is OrgTech?
Technology is a broader term than we are used to thinking of it. Generally, we think of it as the advanced computing power that we have in our pockets or the systems we build to automate large-scale data or information protection. However, in reality, it is a simpler term. Technology is simply the application of […]
Blockchain, Fintech
July 13, 2021
Warrants for RegA+
For private companies looking to raise capital through exemptions such as Regulation A+, Regulation CF, or Regulation D, there are many forms of securities that they may be able to issue to investors. Lately, there has been much buzz around warrants for RegA+ offerings and we are seeing them issued to investors as an equivalent […]
Capital Markets, Capital Raising, Compliance, Investor Relations, Regulation
July 13, 2021
Warrants for RegA+
For private companies looking to raise capital through exemptions such as Regulation A+, Regulation CF, or Regulation D, there are many forms of securities that they may be able to issue to investors. Lately, there has been much buzz around warrants for RegA+ offerings and we are seeing them issued to investors as an equivalent […]
Capital Markets, Capital Raising, Compliance, Investor Relations, Regulation
July 9, 2021
KorePartner Spotlight: Douglas Ruark, Founder and President of Regulation D Resources
With the recent launch of the KoreConX all-in-one RegA+ platform, KoreConX is happy to feature the partners that contribute to its ecosystem. Douglas Ruark, the Founder and President of Regulation D Resources, has always been fascinated by the mechanisms and document structure used to syndicate capital. Starting his career nearly 30 years ago in […]
Capital Markets, Capital Raising, Compliance, KorePartner, Regulation
July 9, 2021
KorePartner Spotlight: Douglas Ruark, Founder and President of Regulation D Resources
With the recent launch of the KoreConX all-in-one RegA+ platform, KoreConX is happy to feature the partners that contribute to its ecosystem. Douglas Ruark, the Founder and President of Regulation D Resources, has always been fascinated by the mechanisms and document structure used to syndicate capital. Starting his career nearly 30 years ago in […]
Capital Markets, Capital Raising, Compliance, KorePartner, Regulation
July 7, 2021
What is RegTech?
In the wake of the 2008 economic crisis and the subsequent recession that followed, there was a push to create new regulations to govern financial institutions in the United States. With these regulations came requirements that businesses had to follow to be compliant with the new laws. What followed the new regulations was a rise […]
Capital Markets, Capital Raising, CapTable, Compliance, Fintech, Legal, Regulation
July 7, 2021
What is RegTech?
In the wake of the 2008 economic crisis and the subsequent recession that followed, there was a push to create new regulations to govern financial institutions in the United States. With these regulations came requirements that businesses had to follow to be compliant with the new laws. What followed the new regulations was a rise […]
Capital Markets, Capital Raising, CapTable, Compliance, Fintech, Legal, Regulation
June 30, 2021
What is Regulated Crowdfunding
On April 5th of 2012, President Obama signed into law legislation called the JOBS Act. Four years after that act was signed, Title III of the JOBS Act was enacted. This was Regulation CF, which allows for private companies in their early stages to use crowdfunding to raise money from any American, not just accredited […]
Capital Markets, Capital Raising, Compliance, Regulation, SEC
June 30, 2021
What is Regulated Crowdfunding
On April 5th of 2012, President Obama signed into law legislation called the JOBS Act. Four years after that act was signed, Title III of the JOBS Act was enacted. This was Regulation CF, which allows for private companies in their early stages to use crowdfunding to raise money from any American, not just accredited […]
Capital Markets, Capital Raising, Compliance, Regulation, SEC
June 28, 2021
What is a RegA+ Annual Shareholder Meeting?
With Regulation A+ allowing companies to raise up to $75M USD, the regulation enables many great investors to support an issuer’s journey. From the everyday person to accredited investors, people can claim their stake in companies they foresee to be long-term successes. However, with shareholders come significant responsibilities issuers must uphold to maintain compliance with […]
BoardRoom, Broker Dealer, Capital Markets, Compliance, Digital Securities, Investor Relations, Regulation, SEC
June 28, 2021
What is a RegA+ Annual Shareholder Meeting?
With Regulation A+ allowing companies to raise up to $75M USD, the regulation enables many great investors to support an issuer’s journey. From the everyday person to accredited investors, people can claim their stake in companies they foresee to be long-term successes. However, with shareholders come significant responsibilities issuers must uphold to maintain compliance with […]
BoardRoom, Broker Dealer, Capital Markets, Compliance, Digital Securities, Investor Relations, Regulation, SEC
June 21, 2021
Reg A and Reg CF Issuers: Time to Count Your Shareholders!
Reg A and Reg CF have been around for a few years now and we are finding that some of our clients, especially those that have made multiple offerings, are getting to the point where they need to consider the implications of Section 12(g) of the Securities Exchange Act, which requires companies to become registered […]
Capital Markets, Capital Raising, Compliance, Digital Securities, KorePartner, Regulation, SEC
June 21, 2021
Reg A and Reg CF Issuers: Time to Count Your Shareholders!
Reg A and Reg CF have been around for a few years now and we are finding that some of our clients, especially those that have made multiple offerings, are getting to the point where they need to consider the implications of Section 12(g) of the Securities Exchange Act, which requires companies to become registered […]
Capital Markets, Capital Raising, Compliance, Digital Securities, KorePartner, Regulation, SEC
June 16, 2021
What Impact Will Blockchain Have on Private Markets?
Blockchain has become a familiar buzzword, especially as things such as cryptocurrency grow in popularity. Currently, 46 million Americans now own Bitcoin. However, blockchain has many more industry-changing applications. Nearly any asset, both tangible and intangible, can be tracked and traded through blockchain. Blockchain, also known as distributed ledger technology, is a database where transactions are continually […]
Blockchain, Capital Markets, Capital Raising, Compliance, Digital Securities, Regulation, SEC
June 16, 2021
What Impact Will Blockchain Have on Private Markets?
Blockchain has become a familiar buzzword, especially as things such as cryptocurrency grow in popularity. Currently, 46 million Americans now own Bitcoin. However, blockchain has many more industry-changing applications. Nearly any asset, both tangible and intangible, can be tracked and traded through blockchain. Blockchain, also known as distributed ledger technology, is a database where transactions are continually […]
Blockchain, Capital Markets, Capital Raising, Compliance, Digital Securities, Regulation, SEC
June 14, 2021
What is the Role of a Corporate Secretary?
A Corporate Secretary is a required position set forth by state corporation laws and is part of the ‘check and balance’ on board members and offers the board advice and support. While providing the company with advice on the state laws, they are also tasked with ensuring that board members maintain their fiduciary duties to […]
BoardRoom, Capital Markets, Compliance, Investor Relations, Legal, Regulation, SEC
June 14, 2021
What is the Role of a Corporate Secretary?
A Corporate Secretary is a required position set forth by state corporation laws and is part of the ‘check and balance’ on board members and offers the board advice and support. While providing the company with advice on the state laws, they are also tasked with ensuring that board members maintain their fiduciary duties to […]
BoardRoom, Capital Markets, Compliance, Investor Relations, Legal, Regulation, SEC
June 9, 2021
Shareholder Rights and Why They’re Important to Know
The first thought that comes to mind when someone says “shareholder,” is Wall Street, understandably, as Wall Street is home to the New York Stock Exchange and NASDAQ, the two largest stock exchanges in the world. In this sense, becoming a shareholder is dependent on owning stock. A common word in the financial industry, a […]
Investor Relations, KoreConX, Regulation, SEC, Secondary Markets