July 27, 2026
The Perfect Regulation for Private Markets
Every so often, an entrepreneur asks me a question that seems simple on the surface but carries enormous implications. “Oscar, what’s the best regulation to raise capital under?” It’s a fair question. After all, the United States has created several exemptions to help companies access capital. Regulation D (RegD). Regulation Crowdfunding (RegCF). Regulation S (RegS). […]
Latest posts
June 14, 2021
What is the Role of a Corporate Secretary?
A Corporate Secretary is a required position set forth by state corporation laws and is part of the ‘check and balance’ on board members and offers the board advice and support. While providing the company with advice on the state laws, they are also tasked with ensuring that board members maintain their fiduciary duties to […]
BoardRoom, Capital Markets, Compliance, Investor Relations, Legal, Regulation, SEC
June 14, 2021
What is the Role of a Corporate Secretary?
A Corporate Secretary is a required position set forth by state corporation laws and is part of the ‘check and balance’ on board members and offers the board advice and support. While providing the company with advice on the state laws, they are also tasked with ensuring that board members maintain their fiduciary duties to […]
BoardRoom, Capital Markets, Compliance, Investor Relations, Legal, Regulation, SEC
June 9, 2021
Shareholder Rights and Why They’re Important to Know
The first thought that comes to mind when someone says “shareholder,” is Wall Street, understandably, as Wall Street is home to the New York Stock Exchange and NASDAQ, the two largest stock exchanges in the world. In this sense, becoming a shareholder is dependent on owning stock. A common word in the financial industry, a […]
Investor Relations, KoreConX, Regulation, SEC, Secondary Markets
June 9, 2021
Shareholder Rights and Why They’re Important to Know
The first thought that comes to mind when someone says “shareholder,” is Wall Street, understandably, as Wall Street is home to the New York Stock Exchange and NASDAQ, the two largest stock exchanges in the world. In this sense, becoming a shareholder is dependent on owning stock. A common word in the financial industry, a […]
Investor Relations, KoreConX, Regulation, SEC, Secondary Markets
June 2, 2021
What is Portfolio Management?
Portfolio management, at its most basic level, is the way that an investment portfolio is designed to align with the wants and needs of the investor. Portfolio management focuses on creating an investment strategy that factors in the goals set by the investor, the timeframe involved in the investment, and the risk tolerance of the […]
Capital Markets, Capital Raising, Investor Relations, Regulation
June 2, 2021
What is Portfolio Management?
Portfolio management, at its most basic level, is the way that an investment portfolio is designed to align with the wants and needs of the investor. Portfolio management focuses on creating an investment strategy that factors in the goals set by the investor, the timeframe involved in the investment, and the risk tolerance of the […]
Capital Markets, Capital Raising, Investor Relations, Regulation
April 9, 2021
Are You Ready to Raise Capital?
Whether you’ve raised capital in the past or are preparing for your first round, being properly prepared will help your company secure the funding it needs. Proper preparation will make investors confident that you are ready for their investments and have a foundation in place for the growth and development of your company. So if […]
Capital Markets, Capital Raising, KoreConX, Regulation, SEC
April 9, 2021
Are You Ready to Raise Capital?
Whether you’ve raised capital in the past or are preparing for your first round, being properly prepared will help your company secure the funding it needs. Proper preparation will make investors confident that you are ready for their investments and have a foundation in place for the growth and development of your company. So if […]
Capital Markets, Capital Raising, KoreConX, Regulation, SEC
April 7, 2021
How a Member of the Crowd Made Crowdfunding Easier
A while back, one of our favorite start-up clients called me and asked me to speak to a potential investor. Paul Efron, a resident of Arizona, wanted to invest in the company’s Regulation A offering. However, when he went onto the company’s website to invest, his subscription was rejected. The company was accepting subscriptions from […]
Broker Dealer, Capital Markets, Capital Raising, Compliance, Investor Relations, KoreConX, KorePartner, Regulation, SEC
April 7, 2021
How a Member of the Crowd Made Crowdfunding Easier
A while back, one of our favorite start-up clients called me and asked me to speak to a potential investor. Paul Efron, a resident of Arizona, wanted to invest in the company’s Regulation A offering. However, when he went onto the company’s website to invest, his subscription was rejected. The company was accepting subscriptions from […]
Broker Dealer, Capital Markets, Capital Raising, Compliance, Investor Relations, KoreConX, KorePartner, Regulation, SEC
March 29, 2021
KoreConX CEO Oscar Jofre was Recently Interviewed on DNA Podcast
Recently, KoreConX President and CEO Oscar Jofre had the pleasure of joining Jason Fishman on the Digital Niche Agency podcast. Jason and DNA are valued KorePartners and their podcast Test. Optimize. Scale. feature actionable insight for industry leaders on how to grow and optimize brands. In this episode, Jason and Oscar discuss how he […]
Capital Markets, Capital Raising, KoreConX, KorePartner, Regulation
March 29, 2021
KoreConX CEO Oscar Jofre was Recently Interviewed on DNA Podcast
Recently, KoreConX President and CEO Oscar Jofre had the pleasure of joining Jason Fishman on the Digital Niche Agency podcast. Jason and DNA are valued KorePartners and their podcast Test. Optimize. Scale. feature actionable insight for industry leaders on how to grow and optimize brands. In this episode, Jason and Oscar discuss how he […]
Capital Markets, Capital Raising, KoreConX, KorePartner, Regulation
March 26, 2021
KorePartner Spotlight: Jonny Price, Vice President of Fundraising at Wefunder
With the recent launch of the KoreConX all-in-one platform, KoreConX is happy to feature the partners that contribute to its ecosystem. Jonny Price has always had an interest in economic development and a passion for economic justice and equity. In his first role in the fundraising sector, he worked for a company called Kiva, […]
Capital Markets, Capital Raising, KoreConX, KorePartner, Regulation, SEC
March 26, 2021
KorePartner Spotlight: Jonny Price, Vice President of Fundraising at Wefunder
With the recent launch of the KoreConX all-in-one platform, KoreConX is happy to feature the partners that contribute to its ecosystem. Jonny Price has always had an interest in economic development and a passion for economic justice and equity. In his first role in the fundraising sector, he worked for a company called Kiva, […]
Capital Markets, Capital Raising, KoreConX, KorePartner, Regulation, SEC
March 24, 2021
Conducting a Successful RegA+ Offering
If your company is looking to raise funding, you’ve probably considered many options for doing so. Since the SEC introduced the outlines for Regulation A+ in the JOBS Act, the amount companies are able to raise was increased to $75 million in January 2021 during rounds of funding from both accredited and non-accredited investors alike. If […]
KoreConX, KorePartner, Regulation, SEC
March 24, 2021
Conducting a Successful RegA+ Offering
If your company is looking to raise funding, you’ve probably considered many options for doing so. Since the SEC introduced the outlines for Regulation A+ in the JOBS Act, the amount companies are able to raise was increased to $75 million in January 2021 during rounds of funding from both accredited and non-accredited investors alike. If […]
KoreConX, KorePartner, Regulation, SEC
February 25, 2021
Regulation A+ Is Even Better After Passage Of The Economic Growth Act
On May 24, 2018, President Trump signed the Economic Growth, Regulatory Relief and Consumer Protection Act (the Act) into law. The Act was introduced by Senator Mike Crapo, a Republican Senator from Idaho, in the United States Senate Committee on Banking, Housing and Urban Affairs on November 16, 2017. The 73-page-long Act contains a short […]
Capital Markets, Capital Raising, Compliance, KoreConX, KorePartner, Regulation, SEC
February 25, 2021
Regulation A+ Is Even Better After Passage Of The Economic Growth Act
On May 24, 2018, President Trump signed the Economic Growth, Regulatory Relief and Consumer Protection Act (the Act) into law. The Act was introduced by Senator Mike Crapo, a Republican Senator from Idaho, in the United States Senate Committee on Banking, Housing and Urban Affairs on November 16, 2017. The 73-page-long Act contains a short […]
Capital Markets, Capital Raising, Compliance, KoreConX, KorePartner, Regulation, SEC
February 22, 2021
Using a Transfer Agent Doesn’t Mean You Have a Single Entry on Your Cap Table
Many issuers are concerned that “Crowdfunding will screw up my cap table.” In response, several Title III funding portals offer a mechanism they promise will leave only a single entry on the issuer’s cap table, no matter how many investors sign up. The claim is innocuous, i.e., it doesn’t really hurt anybody. But it’s also false. […]
CapTable, KoreConX, Regulation, SEC, Transfer Agent
February 22, 2021
Using a Transfer Agent Doesn’t Mean You Have a Single Entry on Your Cap Table
Many issuers are concerned that “Crowdfunding will screw up my cap table.” In response, several Title III funding portals offer a mechanism they promise will leave only a single entry on the issuer’s cap table, no matter how many investors sign up. The claim is innocuous, i.e., it doesn’t really hurt anybody. But it’s also false. […]
CapTable, KoreConX, Regulation, SEC, Transfer Agent